105
THE EVOLUTION OF THE SLAVE STATUS IN AMERICAN DEMOCRACY
I.
Slavery and freedom were constituent
elements in American institutions from the very beginning. In the inherent
antagonism of the two, DeTocqueville recognized the most serious menace to
the permanence of the nation.1 Slavery, which came in time to
be known as the “peculiar institution” of the South, gradually shaped the
social, moral, economic and political ideas of that section to fit its
genius. The more democratic tendencies of the free industrial order of the
North served by contrast to crystallize still more the group consciousness
of the South. In this wise the erstwhile loyal South was slowly
transformed into a section that was prepared to place local and sectional
interests above national, and the result was secession. Just as it was not
loyalty to inalienable human rights in the abstract that brought about the
abolition of slavery in the North, but rather the gradual expansion of the
idea of liberty through the free give and take of a vigorous democracy in
which economic and social conditions militated against slavery, so it was
not loyalty to States’ rights in the abstract that brought about the Civil
War but rather the alien group
| 1 “Democracy in
America,” Vol. I, pp. 30, 361 ff, 369, 370, Colonial Press edition.
|
106
consciousness of the slave States which was the outgrowth of totally
different economic and social conditions. It is the object of this paper
to trace the influence of these various factors upon the status of the
slave.
Slavery of both Indians and Negroes and
white servitude were well recognized forms of social status in all the
colonies, and slavery was general down to the time of the American
Revolution. As early as 1639 we hear of a Negro slave in Pennsylvania. In
1644 Negroes were in demand to work the lowlands of the Delaware. In 1685
William Penn directed his steward at Pennsbury to secure blacks for work
“since they might be held for life,” which was not true of indentured
servants.2 Negro slaves were sold in Maryland in
1642.3 Negroes are referred to in the Connecticut records as
early as 1660.4 An “act against trading with negro slaves” was
passed in Elizabeth-Town, New Jersey, in 1682.5 An entry in
Winthrop’s Journal, February 26, 1638, states that a “Mr. Peirce, in the
Salem ship, the Desire, returned from the West Indies after seven
months. He had been to Providence, and brought some cotton, and tobacco,
and Negroes, etc.”6 The twenty Negroes sold to the
colonists at Jamestown, 1619, were the first landed on the soil of
Virginia and possibly the first brought to the American
colonies.7
There is evidence to show that the status
of the Negro was at first very closely affiliated with that of the white
servant with whom the colonists were thoroughly familiar and who stood
half way between freedom and complete subjection. It is probable,
therefore, that both Indian and Negro servitude preceded Indian and Negro
slavery in all the colonies,8 though the transition to slavery
as the normal status of the Negro was very speedily made. The first
and
2 Turner, “The Negro in
Pennsylvania,” pp. 1 and 19.
3 Bracket, “The Negro
in Maryland,” p. 26. 4
Steiner, “History of Slavery in Connecticut,” p. 12
5 Cooley, “A Study of
Slavery in New Jersey,” p. 12.
6 Moore, “Notes on the
History of Slavery in Mass.,” p. 5.
7 Ballagh, “A History
of Slavery in Virginia,” p. 8.
8 Ibid., p. 30.
|
107
essential feature in this transition was the lengthening of the period
of servitude from a limited time to the natural life. The slave differed
from the servant then not so much in the loss of liberty, civil and
political, as in the perpetual nature of that loss.9
There were several factors operating in
the case of the Negro to fix the status of the slave as his normal
condition, the earliest and one of the strongest of which was economic in
character. Certainly the influences which brought Negro slavery to the
West Indies and later to the British colonies to the north were primarily
economic. As a result of her great commercial expansion in the first half
of the fifteenth century Spain had established a thriving slave trade with
the west coast of Africa. When it was discovered that the natives of the
West Indies, who had been enslaved to meet the labor demands of the new
world, were unable to do the work Spain began to import Negro slave labor
at the suggestion of Bishop Las Casas, thus turning the stream of slave
trade westward about the beginning of the sixteenth century. By way of the
English island colonies, the Bermudas and Barbados, the slave trade
extended northward to the American colonies, the first slaves being
brought from the West Indies to Virginia in 1619, so that by the end of
the seventeenth century the traffic had reached proportions that
frightened the colonists into taking measures for its
restriction.10
The fact that Negro slavery reached
American soil by way of the West Indies is not without significance as
throwing light upon the status of the slave especially in the southern
colonies such as the Carolinas and Georgia. The first Negro slaves
imported into South Carolina came from Barbados in 1671 and there is
reason for thinking that the Barbadian slave code and customs were
imported with the slaves, for the act passed in Barbados in 1668 declaring
Negro slaves to be real estate was copied very closely in the
9 Ballagh, op.
cit., p. 28. 10
Ibid., p. 11. |
108
South Carolina act of 1690.11 The stringency of the
Barbadian slave code and the resulting barbarous treatment of the slaves
have made the little island famous in history. “For a hundred years,” says
Johnston, “slaves in Barbados were mutilated, tortured, gibbeted alive and
left to starve to death, burnt alive, flung into coppers of boiling sugar,
whipped to death, overworked, underfed, obliged from sheer lack of any
clothing to expose their nudity to the jeers of the ‘poor’
whites.”12 And yet the owners of these slaves were English, of
the same stock under which developed the mild patriarchal type of slavery
of Virginia. The difference in the status of the slave in Virginia and in
the northern colonies as opposed to the colonies farther south, where in
some places the Barbadian conditions were at least approximated, is to be
explained in terms of the different social and economic conditions rather
than the character of the slave-owners. The West Indian type of slavery
was not conducive to the more intimate and sympathetic relations which
arose between slave and master in the colonies to the north where a fairly
complete integration of the Negro in the social consciousness of the white
took place.
It is easy to distinguish factors in the
economic conditions in the northern and southern colonies which brought
about these differences in the status of the slave in the two sections. In
the trading colonies of New England and in the farming colonies of the
Middle States the occupations in which slave labor could be profitably
made use of were limited in number. The climate was too cool, especially
for freshly imported slaves. Slave labor was ill adapted to the kind of
crops the soil demanded. The status of the slave from the very nature of
the case approximated that of the servant. The slaves became for the most
part servants, the time of whose service was perpetual. The slaves of
Pennsylvania, for this reason, were treated much more kindly than the
Negroes in the West Indies. Their lot was doubtless
11 McCrady, “Slavery in
the Province of South Carolina, 1670-1770,” pp. 631 ff of the Report
of the American Historical Association for 1895.
12 Sir H. H.
Johnston, “The Negro in the New World,” pp. 217, 218.
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109
far happier than that of the slaves in the lower South.13
The conditions in the planting colonies from Virginia southward were
different. Here was an unlimited supply of fertile lands which lent
themselves readily to the unskillful and exhausting methods of slave
labor. Here too was a warm climate congenial to the Negro, though
enervating and often unhealthful for the white. The staples, such as the
sugar cane, rice and later the cotton plant, were such as the unscientific
slave labor might easily cultivate. All the conditions of profitable slave
labor were present, namely, possibilities for concentration of labor, its
absolute control and direction and exploitation.
The status of the Negro in the planting
colonies was the outcome of these economic conditions. He was deprived of
the stimulating effect of personal intercourse with the white, enjoyed by
the slave at the north. His status was fixed by a certain position in an
industrial system, the tendency of which was to attach him more and more
to the soil and, especially on the larger plantation, to make of him a
“living tool.” He became, as time went on, the economic unit. Even free
labor, in so far as it survived slave labor, was forced to take its
measure of values from the slave. There were of course gradations in
status even among the slaves in the lower South so that the same system
could include the conditions described in Fanny Kemble’s Journal of a
Residence on a Georgian Plantation as well as those portrayed in
Smedes’ Memorials of a Southern Planter. If we take the whole sweep
of country from New England to the far South, the differences in the
status of the slave varied still more, including the exceedingly mild form
of slavery in Pennsylvania where the slave was not essentially different
from the indentured servant, the patriarchal slavery of Virginia, as well
as the capitalistic exploitation of slave labor in the great rice
plantations of South Carolina and Georgia and the cotton and cane
plantations of Mississippi and Louisiana. Here, in some cases at least,
the West Indian conditions were approximated. In the lower South
particularly
| 13 Turner, op.
cit., p. 40; see also DuBois, “The Suppression of the African
Slave Trade,” Chs. III and IV. |
110
were found those conditions which as we shall see later tended to fix
the slave status as an integral part of southern life so that in time it
came to be spoken of as the South’s “peculiar institution.”
Strange as it may seem, religion also
played a large part in the determination of the status of the slave in
early colonial days. Just as it was the zeal of the early Church which had
much to do with the eradication of the slavery of antiquity, so it was
also the zeal and bigotry of churchmen that had much to do with the
reinstatement of slavery of a type worse in some respects than that of
antiquity. Speaking of the custom of the Spaniards of enslaving the Moors
that fell into their hands through conquest, Prescott says: “It was the
received opinion among good Catholics of that period, that heathen and
barbarous nations were placed by the circumstances of their infidelity
without the pale both of spiritual and civil rights.”14 The
expansion that took place as a result of the discovery of the new world
brought Europeans into contact with heathen who according to the
prevailing opinions were without the pale of Christianity and, therefore,
possessed of no rights that Christians need observe. It is not surprising
then that Columbus brought back Indian slaves with him, though Isabella
ordered returned those “who had not been taken in just war.”
The Puritan settlers of New England were
not one whit behind the Spanish in making use of the same religious
grounds for the enslaving of the Indians conquered in war. Roger Williams
in a letter to John Winthrop in 1637 writes as follows of a successful
expedition against the Pequots: “It having again pleased the Most High to
put into our hands another miserable drove of Adam’s degenerate seed, and
our brethren by nature, I am bold (if I may not offend in it) to request
the keeping and bringing up of one of the children.” The following extract
from a letter to Winthrop in 1645 is a curious mixture of religious
bigotry and Yankee shrewdness: “A war with the Narragansetts is very
considerable to this plantation, for I doubt whether it be not
| 14 “Ferdinand and
Isabella,” Part II, Ch. 8. |
111
in us, having power in our hands, to suffer them to maintain the
worship of the devil, which their pow wows often do; secondly, if upon a
just war the Lord should deliver them into our hands, we might easily have
men, women and children enough to exchange for Moors (Negroes?) which will
be more gainful pillage for us than we conceive, for I do not see how we
can thrive until we get into a flock of slaves sufficient to do all our
business, for our children’s children will hardly see this great continent
filled with people, so that our servants will still desire freedom to
plant for themselves and not stay but for very great wages. And I suppose
you know very well how we shall maintain twenty Moors cheaper than one
English servant.”15 Few passages better illustrate how
religious ideas and economic needs conspired to bring about the
enslavement of both Indian and Negro at this early period.
Race also played its part in determining
the slave status. There was present more or less from the very beginning
of slavery in States like Virginia the tendency to limit such servitude to
the Negro race. At first, when both Indian and Negro slaves were found
together, there was no a priori ground for discriminating against the
Negro in favor of the Indian and designating the status of the slave as
the normal status of the Negro. The probable reason is that racial
characteristics of the Indian made him a bad subject for slavery. The
Massachusetts colonists found the Pequot Indians surly, revengeful and in
the words of Cotton Mather unable to “endure the Yoke.”16 The
Negro, on the contrary, proved himself much more tractable and therefore
more profitable as a slave. These plastic race traits, in fact, have
enabled the Negro to survive while the less adaptive Indian has
disappeared. Thus the bonds of a servile status hardened from decade to
decade about the Negro, being determined partly by economic needs, partly
by religious prejudices and partly by the Negro’s own peculiar racial
traits.
Legislation, which always follows in the
wake of status
15 Moore, “History of
Slavery in Massachusetts,” pp. 2, 10.
16 Brackett, op.
cit., p. 20; Ballagh, op. cit., p. 36.
|
112
and normally gives expression to it, corroborates what has just been
stated. Virginia in the act of 1670 first fixed the legal status of the
slave and so worded the act as virtually to protect the Indian from
enslavement. By an act of 1705 she made Indian enslavement illegal, thus
practically limiting slavery to the Negro. Hence at the time when Virginia
drew up her famous Declaration of Rights, in which she affirmed the
natural equality and inalienable rights of all men, the prevailing
sentiment of the community undoubtedly was that the normal status of the
Negro was that of the slave, which status placed him entirely without the
scope of these lofty declarations. The protests of such men as George
Wythe and Thomas Jefferson were contrary to the drift of the social
mind.17 The last stage in this process of determining status on
the basis of race is to be found in the various slave codes that grew up
in the Southern States. They were supposed to be done away with forever by
the war amendments and Sumner’s famous Bill of Rights but the problem is
one far too subtle and intricate for regulation by statute, as the Supreme
Court has discovered. Status based upon color still exists both North and
South though without legal sanction.18
The noble conceptions of freedom and
equality which were embodied in the bills of rights and the Declaration of
Independence were destined in time to triumph over slavery, though not
without bloodshed. It is interesting to trace their influence on the
status of the slave. The doctrine of human rights found in the Declaration
of Independence and in the bills of rights of the State constitutions,
despite its metaphysical cast, is not derived from the political
philosophy of the French; the key of the demolished Bastile sent by
Lafayette to Washington by the hand of Thomas Paine symbolized rather the
debt owed to America by France.19
17 Ballagh, op.
cit., pp. 47 ff. 18
Stephenson, “Race Distinction in American Law”; R. S. Baker,
“Following the Color Line.”
19 Ritchie, “Natural
Rights,” p. 3; see also in this connection Jeffinek, “The
Declaration of the Rights of Man and of Citizens,” and Scherger,
“The Evolution of Modern Liberty.” |
113
The Declaration itself perhaps shows closer affiliations with John
Locke’s Treatise on Civil Government, which may be taken as a
statement of the principles contended for in the Puritan Revolution of
1688. But even Locke’s ideas of civil and religious liberty were not
original with him. They were in reality the result of applying to the
sphere of politics the logical implications of doctrines preached by the
Protestant reformers of a century or two earlier in their revolt against
the authority of tradition. To be sure the masses of men were ignorant of
the theological distinctions drawn by Luther and Knox between the
democracy of sin under the first Adam and the democracy of grace under the
second Adam or Christ. The levelling effect of these ideas, however, was
unmistakably felt as in the doggerel of John Ball, the mad Wycliffite
priest of Kent,
“When Adam dalf and Eve span, Who was then the gentleman?”
|
In the next century under the pressure of
their struggle against injustice masquerading behind charters and
parliaments, the Puritans under the leadership of John Locke made their
appeal to natural rights just as the reformers before them had made their
appeal to the higher rights and duties that hold in a spiritual kingdom of
grace. The appeal, originally religious in origin, now appears stripped of
its theological setting and hence with a certain “metaphysical nakedness”
which only the enthusiasm and sense of need arising from the necessities
of their situation prevented its champions from perceiving. Locke and
Blackstone, while insisting upon the absolute and inalienable rights of
the individual, never broke with the feeling for precedent inherent in the
Englishman. The natural rights they preached were only conceived as having
validity within the sphere of the British subject and not for humanity in
general.20
In very much the same way the colonists,
in the struggles against royal oppression, felt the need for a higher
and
| 20 Jellinek, “The
Declaration of the Rights of Man and of Citizen,” p. 56.
|
114
more comprehensive sanction for their conduct and following the
precedent set them by the Puritans of the seventeenth century, they fell
back upon the notion of inalienable rights possessed by each individual
independent of society. Here, too, the inspiration and original setting of
these ideas were strongly religious. Religious toleration had gained
constitutional recognition in almost all the colonies so that the
political movement out of which American freedom was born had the powerful
support of religious sanction. To this fact must be attributed in part at
least the tone of finality and absoluteness in the American declarations
of rights. Out of this universal recognition of liberty of conscience
arose the notion of a right of a higher sort not inherited but inherent
and inalienable because rooted in man’s religious nature “a God-given
franchise.”
This sense of the inherent and
inalienable nature of the rights of conscience was, under the stress of
the immediate political exigencies of the struggle with England, very
easily and naturally extended from the sphere of religion to that of civil
and political rights. It provided the sanction for the break with the
mother-country that was contemplated. Virginia’s declaration of rights was
intended to be law, for the preamble states that these rights “do pertain
to them (the people of Virginia) and their posterity as the basis and
foundation of government.” And what are these rights? They are first of
all, “That all men are by nature equally free and independent, and have
certain inherent rights, of which, when they enter into a state of
society, they can not by any compact deprive or divest their posterity,
etc.”21 Thus, from the logic of events and not as a result of a
philosophical speculation, the Revolutionary fathers were forced to take
advanced ground in their definition of human rights. Leaving the fixed
social order of the old country for the wilderness, where the only society
was that of the savage, they naturally looked upon government as arising
out of a compact behind which lay the sovereign autonomy of the individual
by virtue of inalienable
| 21 Jellinek, op.
cit., p. 84. |
115
rights given him by God. What more natural in their revolt from the old
country than to make this doctrine the political and moral sanction of
their course?
The rich emotional life aroused by the
war for national independence as well as the struggle of over half a
century later for the emancipation of the slave have given to these ideas
of inalienable human rights a hold upon the conscience of the nation
altogether incommensurate with their actual validity. It would be a
thankless task and yet an altogether feasible one to show that the
Revolutionary fathers did not break with English traditions in their
declarations of rights. They simply stripped these principles of their
original religious and political setting and persuaded themselves that
through a fresh and rigorous restatement of them they had established
their finality and originality. A stream is not changed by altering the
name it bears at its fountain head. The very enthusiasm and loyalty of the
men of ‘76 for what has been called “metaphysical jargon” leads one to
suspect that the ultimate basis of these ideas lay in the social
consciousness of the people. The democratic ideals they expressed in
institutional forms—social, political or religious—belonged, of course, to
the social heritage they brought with them from the old country. They did
not, therefore, discover these “lost title deeds of the human race.” It
would be much nearer the truth to say they merely stated them clearly
because by virtue of previous training and a new environment they had
succeeded best in realizing those conditions, social and political, which
alone make their clear statement possible. The measure of success and
validity of any social doctrine, no matter how abstract, is to be found in
its harmony with the background from which it springs and in the extent to
which it actually succeeds in effecting needed social adjustments. It was
perfectly natural that our forefathers should wish to proclaim as a new
and unalterable truth, the everlasting possession of themselves and of all
free people, what they already enjoyed. This did not alter the fact that
the only guarantee for the perpetuity of these rights was the vigorous
116
democracy of which they were the expression. “The Americans,” writes
Jellinek, “could calmly precede their plan of government with a bill of
rights, because that government and the controlling laws had already long
existed.”22
As these great notions of human rights
first took hold of the Anglo Saxon through religion, so it was through
religion also that the ideals of freedom and equality first affected the
status of the slave. We have already seen what was the prevailing doctrine
of Christendom at the time of the discovery of the new world. It was that
infidels and heathen were without the Christian fold and so did not come
under those sanctions of conduct that prevailed in the dealings of
Christians with each other. The colonists, therefore, assumed “a right to
treat the Indians on the footing of Canaanites or Amalekites” with no
rights a Christian need regard.23 The same was held true of the
Negroes. In time, however, petitions began to be received from slaves
desiring to be admitted to baptism and this raised the question concerning
the status of the slave after conversion to Christianity.24 The
dilemma faced by the slave-owner with religious scruples was as follows:
To confer baptism would be in accordance with the contention of pious
churchmen that slavery was but a means to bring about the salvation of the
heathen.25 On the other hand, to admit to baptism would,
according to the doctrines of the Reformation, destroy the slave status
entirely. By virtue of having entered the democracy of grace represented
by the Church of Christ, the distinction of bond and free disappeared. To
keep out the slave would be to hamper the spread of Christianity; to admit
him would be to eliminate slavery.
22 Jellinek, op.
cit., pp. 88, 89.
23 Moore, op.
cit., pp. 2, 30. 24
Ibid., p. 58. 25
Cotton Mather, who sanctioned slavery, evidently had this in mind as
the following observations show: “We know not when or how these
Indians first became inhabitants of this mighty continent, yet we
may guess that probably the devil decoyed these miserable savages
hither, in hopes that the gospel of the Lord Jesus Christ would
never come here to destroy or disturb his absolute empire over
them.” (Quoted by Moore, op. cit., p. 31.)
|
117
This problem, however, seems never to
have troubled the Puritan’s conscience greatly.26 From his
stern, high Calvinistic point of view he was the elect of the earth, to
whom the Almighty had given the heathen for an inheritance, and in this he
found a satisfactory justification for his harsh and high-handed dealings
with weaker races such as the Indian and the Negro. Yet the germ of
freedom contained in the limited democracy of the elect of Calvinism was
bound in time to break the hard theological moulds in which it was
originally cast. It did this subsequently under the stress of external
events in the effort to throw off the shackles of British oppression.
Nowhere did the essential injustice of slavery become more evident to the
minds of men than in the healthful humanizing and socializing atmosphere
of the progressive industrial democracy of New England.
In the southern colonies especially, the
question about the status of the converted slave threatened to interfere
with the slave-traffic so that several of them passed acts to relieve the
consciences of its citizens. That of Virginia in 1667 is typical. It was
enacted that “Baptism doth not alter the condition of the person as to his
bondage or freedom; in order that diverse masters freed from this doubt
may more carefully endeavor the propagation of Christianity.”27
This act is interesting as showing the appearance even at this early
period of the ethical dualism between free spiritual personality and the
physical disabilities of slavery. This in time became classic with
pro-slavery writers and perhaps received its strongest statement in a book
that appeared even after emancipation.28
In the constitution of the province of
Carolina, drawn up by John Locke in 1669, we have another interesting
instance of the way in which the traditions of freedom associated with
religion conflicted with slavery. The author of the famous Treatise on
Government, which was in part the inspiration of our Declaration of
Independence, did not feel that slavery was in any way in
26 Moore, op.
cit., pp. 58, 71.
27 Ballagh, op.
cit., pp. 46, 47.
28 Dabney, Defence
of Virginia, pp. 158 ff. |
118
compatible with the doctrine of freedom. Locke’s constitution takes it
for granted that slaves would form part of the population of the province,
though the constitution was drawn up possibly two years before the first
slave was brought to the colony.29 Locke insists upon entire
religious freedom. “No person whatsoever shall disturb, molest, or
persecute another for his speculative opinions in religion or his way of
worship.” But he stipulates that this spiritual freedom shall in no way
affect the status of the slave. “Since charity obliges us to wish well to
the souls of all men, and religion ought to alter nothing in any man’s
civil estate or right, it shall be lawful for slaves, as well as others,
to enter themselves, and be of what church or profession any of them shall
think best and, therefore, be as fully members as any freeman. But no
slave shall hereby be exempted from that civil dominion his master hath
over him, but be in all things in the same state and condition he was in
before.” And again, even more explicitly in section 110: “Every freeman of
Carolina shall have absolute power and authority over his negro slaves, of
what opinion or religion soever.” These sections were evidently intended
to meet any scruples that might arise as to the effect of conversion upon
the slave’s status. The culmination of this discussion was an opinion of
the Crown-Attorney and Solicitor-General of England, given in 1729 in
response to an appeal from the colonists, to the effect that baptism in no
way changed the status of the slave.30 The trade of British
merchantmen was being endangered and it was important to remove the
scruples of the religious slaveholder.
In this feeling of Christian sympathy and
fellowship for the slave who professed Christianity undoubtedly lay
potentialities for the betterment of his conditions. Had there been
favorable economic and political forces working to bring these notions of
equality more and more to the consciousness
29 McCrady, op.
cit., p. 644; for the text of the constitution see Perley Poore,
“The Federal and State Constitutions, Colonial Charters and other
Organic Laws of the United States,” Part II, pp. 1397 ff.
30 Brackett, op.
cit., p. 30. |
119
of men, just as the storm and stress of political struggle forced them
to espouse the doctrines of inalienable human rights, doubtless freedom
would have come to the slave with the growing sense of the wider
implications of democracy. Certainly had there prevailed in the South
economic and social forces similar to those in the North, the emancipation
of the Negro would have taken place naturally and normally in both
sections. That Locke and his contemporaries felt no incongruity between
their ideas of liberty and the existence of slavery must be attributed to
the fact that the full social implications of their doctrines had not yet
been brought home to them by industrial development. They accepted the
status of the slave as a matter of course in the existing agricultural
order.
It is easy to see in Virginia, the chief
slave-holding State of the earlier period, how economic interests in time
narrowed the sphere of action and finally counteracted entirely the
tendency of religion to extend to the slave the ideal of freedom. In the
act of 1670, the first which dealt with slaves in Virginia, the
enfranchising effect of conversion was limited to servants imported from
Christian lands; thus were excluded at once the great majority of Negroes
who came, of course, from Africa. The few Negroes brought in from
Christian lands, such as England and the West Indies, were assigned by the
act to the status of servants from which many attained freedom. It was
inevitable that, in Virginia and the southern colonies especially, the
religious notion that profession of Christianity made a difference in
status should disappear before the more practical principle of race and
color. By the time of the Revolution the matter of religion had
practically disappeared as a factor in the status of the
slave,31 except in so far as it continued in the form of the
vicious ethical dualism which asserted that the slave could enjoy equality
and freedom in the spiritual sphere while enduring physical bondage. This
provided an effective salve for many a pious slaveholder’s conscience.
At the time of the American Revolution
before the real
| 31 Ballagh, op.
cit., pp. 46 ff. |
120
problem of slavery was felt, except in the minds of a few prophetic
spirits such as Jefferson, we can still detect two clearly marked
tendencies. At the South economic forces were combining with the social
and racial conditions to fix the status of slave as the normal condition
of the Negro, a most portentous fact for the future of that section. At
the North economic and social conditions were pointing already towards a
gradual emancipation of the slave in a democratic order that was becoming
more and more conscious of the full significance of the ideas of freedom
and equality.
What was the effect upon the status of
the slave North and South of the struggle for independence and the
adoption of a declaration to the effect that all men are free and equal
and possessed of certain inalienable rights?32 In Pennsylvania
from the very beginning of the war of independence interest in the
manumission of slaves increased until it finally culminated in the act of
1780, an “Act for the Gradual Abolition of Slavery,” by adopting which
Pennsylvania became the first State to pass an abolition law.33
The preamble of this act asserts it to be the duty of Pennsylvanians to
give substantial proof of their gratitude for deliverance from the
oppression of Great Britain “by extending freedom to those of a different
color but the work of the same Almighty hand.” Previous to 1776 discussion
had been going on also in Massachusetts looking to the abolition of
slavery and in 1777 there was introduced an act with the preamble
declaring that “the practice of holding Africans and the children born of
them, or any other persons in slavery, is unjustifiable in a civil
government, at a time when they are asserting their natural
freedom.”34 This act never became law and it is an interesting
commentary upon conditions in the North, and especially in New England,
that in Massachusetts slavery was not abolished by legislation but by the
slow working of public sentiment.
32 Brackett, “The
Status of the Slave, 1775-1789,” pp. 263 ff of “Essays in the
Constitutional History of the United States,” edited by Jameson,
1889. 33 Turner, op.
cit., p. 79. 34
Moore, op. cit., p. 182. |
121
The assembly of Rhode Island, likewise, prefaced an act against the
importation of slaves in 1774 by asserting that those who were struggling
for the preservation of their rights and liberties, among which that of
personal freedom is greatest, must be willing to extend a like liberty to
others.35 Similar agitation and legislation were going on in
almost all the Northern and Middle States under the stimulus of the spirit
of freedom of the time.36
It is easy to note a change in the mental
atmosphere as we pass to the States farther south. The Assembly of
Delaware tabled indefinitely a bill of 1785 for the gradual abolition of
slavery, and Maryland in her declaration of rights adopted in 1776
restricted the enjoyment of certain rights to freemen only. A
petition introduced in the House of Burgesses of Virginia in 1785, asking
for general emancipation on the ground that slavery was contrary to the
principles of religion and the ideas of freedom on which the government
was founded, was read and rejected without an opposing voice; Washington
remarked in a letter to Lafayette that it could hardly get a
hearing.37 In fact, there is evidence for believing that, while
leading men such as Jefferson, Madison, Washington, Mason and Pinkney saw
the evil of slavery and wished heartily to rid their States of it, the
mass of the citizens of Maryland and Virginia did not wish to do away with
the institution either because of social habits and economic interests, or
because they felt unable to cope with the problem of an emancipated black
population. It must be remembered that in Maryland there were three slaves
to five whites, in Virginia and Georgia the numbers were about equal, in
South Carolina there were two slaves to one white, while in Massachusetts
there were sixty whites to one slave.38 In the States farther
south, the Carolinas and Georgia, no change or attempted change in the
status of the slave seems to have occurred. The force
35 Johnston, op.
cit., p. 22. 36
Brackett, “The Status of the Slave, etc.,” pp. 296 ff.
37 Ibid., p.
305. 38 Ibid.,
p. 265. |
122
of social and economic habits was already too strong for the movings of
the spirit of freedom to affect the status of the slave.
The leaders of the time realized this
only too well. Patrick Henry, writing to a Quaker in 1773, said that
slavery was “as repugnant to humanity as it is inconsistent with the Bible
and destructive of liberty. Every thinking honest man rejects it as
speculation, but how few in practice from conscientious motives! Would any
one believe that I am a master of slaves of my own purchase? I am drawn
along by the general inconvenience of living without
them.”39 Jefferson in a letter written in 1815 expressed
the hope that slavery would in time yield “to the enlargement of the human
mind, and its advancement in science,” but he confessed also that “where
the disease is most deeply seated, there it will be slowest in
eradication. In the Northern States it was merely superficial and easily
corrected; in the Southern, it is incorporated with the whole system, and
requires time, patience and perseverance in the curative process. That it
may finally be effected and its progress hastened, will be my last and
fondest prayer.”40
Little light is gained as to the position
occupied by the slave in the social mind from the discussions and debates
of the constitutional convention of 1787, although slavery is tacitly
recognized in the clauses on representation and taxation, the extension of
the slave-trade, and the regulation of fugitive slaves. In connection with
the basis of representation and taxation the question arose whether the
slave was a person or a chattel, but it was debated not with the view of
bringing out what the consensus of opinion of the nation at large was but
rather with a view to the political exigencies of the situation. The
individual States had never been inclined nor did they now propose to
surrender to the Union the right to determine the status of persons within
their limits so that the debates were begun with the general concession of
the fact that slavery existed in some
39 Quoted by Merriam,
“The Negro and the Nation,” p. 19.
40 Wks., VI, 456; IX,
515, Ford Ed. |
123
of the States, that it would in all probability continue to exist, and
that the future of the institution was primarily a problem that belonged
to the individual States where it was found.
The problem facing the members of the
convention was, therefore, to provide a system of representation that
would ensure political equality to all sections and at the same time
safeguard the peculiar conditions and social and economic institutions of
each State. To base representation entirely upon the number of the free
population would give an undue preponderance to the free States, while to
base it upon all, both slave and free, would give an undue advantage to
the five slave States. Hence the rather queer compromise that
representation “shall be determined by adding to the whole number of free
persons, including those bound to service for a term of years, and
excluding Indians not taxed, three fifths of all other
persons”—“all other persons” being a euphemism for “slaves,” a term
which does not occur in the document. By this measure the slave was made
to be only three fifths of a full social unit, or three fifths of a man.
This would seem to imply that in the social consciousness of the nation at
large the slave was part chattel and part person and this doubtless was
the fact. Certainly this is not the last instance where a tendency has
manifested itself to assign to the Negro a sort of intermediary status
between a chattel and a full social unit. The question came up in 1829 in
the Virginia constitutional convention in the struggle between the
slaveholding eastern and the free western section of that
State.41 Doubtless one reason for the refusal of Congress to
reduce the representation of the Southern States, after the legislation of
a few years ago, that practically disfranchised the Negro in the far
South, has been an unwillingness thus to lend national sanction to the
inferior political as well as social status to which this legislation has
at least for the time being reduced the Negro.
The clause in the constitution which
subjected its framers to the bitterest criticism at the hands of
anti-slavery agitators
| 41 Greeley, “The
American Conflict,” I, p. 109 ff. |
124
is that which requires that a “person held to service”—the term “slave”
is here avoided also—in one State and escaping to another shall be
delivered up on claim of the party to whom the service is due. In view of
the interests to be reconciled this clause was undoubtedly necessary to
union.42 If the free States were to become a place of refuge
for escaping slaves it meant disaster for the States in which the
institution of slavery existed and they insisted upon this as a
self-protective measure. The constitution recognized the right of each
State to preserve the integrity of its own domestic institutions. “It can
never too often be called to mind,” says Rhodes, “that the political
parties of the Northern States and their senators and representatives in
Congress, scrupulously respected the constitutional protection given to
the peculiar institution of the South, until, by her own act, secession
dissolved the bonds of union.”43 The tragedy of the situation
lay in the fact that the political necessities of the time made
unavoidable this strange union between freedom and slavery, the
fundamental incompatibility of which the expanding national life was bound
to make clear to the minds of men.
Looking back on this momentous period we
are struck with what Lecky calls “the grotesque absurdity of slave-owners
signing a Declaration of Independence which asserted the inalienable right
of every man to liberty and equality.”44 That the contradiction
existed, that it was felt by men like Jefferson, and that it was destined
to become more prominent in the mind of the nation as the implications and
applications of the great ideas of freedom and equality were enriched and
enlarged in the expanding life of a virile democracy, can not be denied.
But it may be remarked in the defense of our Revolutionary fathers that
they were facing the practical problem of effecting national unity and
that “it is a tendency of the Anglo-Saxon race to take the expedient in
politics when the absolute right can
42 Curtis,
“Constitutional History of the United States,” I, p. 606.
43 History of the
United States, I, p. 24.
44 Lecky, “A History of
England in the Eighteenth Century,” VI, p. 282.
|
125
not be had.”45 They compromised on slavery and on the whole
wisely. Moreover, the history of the development of great moral and
political concepts indicates that men often formulate principles the
logical implications of which are not grasped until new problems and the
demand for new social adjustments emerge. The great moral categories of
courage, temperance and justice first received scientific formulation at
the hands of the Greeks; the ever swelling stream of human civilization
has vastly enriched and enlarged these conceptions but without altering
their essential meaning. When the idea of liberty which in 1776 included
only one class, namely, those who owned the property and administered the
government of the nation, was expanded so as to include every member of
the social order, at that moment slavery was doomed.
JOHN M. MECKLIN, Professor in the University of
Pittsburgh
| 45 Rhodes, “History of
the United States,” I, p. 18.
| |